Do’s
Always deal with SEBI registered Research Analyst
Ensure that the Research Analyst has a valid registration certificate
Check for SEBI registration number
Please refer to the list of all SEBI registered Research Analysts which is available on SEBI website in the following link
SEBI Registered Research Analysts
Always pay attention towards disclosures made in the research reports before investing
Pay your Research Analyst through banking channels only and maintain duly signed receipts mentioning the details of your payments
Before buying securities or applying in public offer, check for the research recommendation provided by your Research Analyst
Ask all relevant questions and clear your doubts with your Research Analyst before acting on the recommendation
Inform SEBI about Research Analyst offering assured or guaranteed returns
Don’ts
Do not provide funds for investment to the Research Analyst
Don’t fall prey to luring advertisements or market rumours
Do not get attracted to limited period discount or other incentive, gifts, etc. offered by Research Analyst
Do not share login credential and password of your trading and demat accounts with the Research Analyst