Do’s & Don’ts

Do’s

Always deal with SEBI registered Research Analyst

Ensure that the Research Analyst has a valid registration certificate

Check for SEBI registration number

Please refer to the list of all SEBI registered Research Analysts which is available on SEBI website in the following link

SEBI Registered Research Analysts

Always pay attention towards disclosures made in the research reports before investing

Pay your Research Analyst through banking channels only and maintain duly signed receipts mentioning the details of your payments

Before buying securities or applying in public offer, check for the research recommendation provided by your Research Analyst

Ask all relevant questions and clear your doubts with your Research Analyst before acting on the recommendation

Inform SEBI about Research Analyst offering assured or guaranteed returns

Don’ts

Do not provide funds for investment to the Research Analyst

Don’t fall prey to luring advertisements or market rumours

Do not get attracted to limited period discount or other incentive, gifts, etc. offered by Research Analyst

Do not share login credential and password of your trading and demat accounts with the Research Analyst

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